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David E. Robbins New York, New York
Partner
| | phone | (212) 755-3100
| | fax | (212) 755-3174
| | email | Email Me
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Mr. Robbins is a partner in the New York City law firm of Kaufmann, Feiner, Yamin, Gildin & Robbins LLP www.securitieslosses.com - and specializes in commercial arbitration, mediation and the representation of individuals and firms before regulatory agencies. He represents investors, brokers and brokerage firms and is a mediator and arbitrator of commercial disputes. From 1976 through 1980, Mr. Robbins served as Special Deputy Attorney General of New York, responsible for the civil and criminal prosecution of securities fraud cases. He was with the American Stock Exchange from 1980 through 1985 as Director of the Compliance Department and later as Director of the Legal and Regulatory Policy Division, where his responsibilities included being Director of Arbitration and Director of Disciplinary Hearings.
Mr. Robbins is the author of Securities Arbitration Procedure Manual (2007 Matthew Bender, a division of Lexis Publishing - www.lexis.com), the primary text in this area of the law. This two volume treatise presents pragmatic, balanced guides to the practice of securities arbitration and mediation. He has updated the book annually since its initial publication in 1990; the latest supplement was published in Dec. 2007. It is used nationwide by law firms, brokerage firms and law schools. He regularly lectures at law schools that use the book in their courses. Since 1996, Mr. Robbins has written the annual Practice Commentary to McKinney's Consolidated Laws of New York, Article 23-A of the General Business Law (the state's securities statute) on securities arbitration for New York attorneys (West Publishing - www.westlaw.com).
Since 1986, Mr. Robbins has served as the Chairperson for all of the annual Practising Law Institute (PLI) continuing education programs on securities arbitration and mediation (www.pli.edu). He has edited and contributed to all of the program's 21 course books. He is the recipient of the Public Investors Arbitration Bar Association (PIABA) lifetime achievement Golden Bow Tie Award in memory of its former president who stood for integrity, the highest standards of professionalism and fairness in arbitration. He is a member of FINRA Dispute Resolution's National Arbitration and Mediation Committee, where he chairs the Neutral Roster Subcommittee. He is an arbitrator and mediator for the FINRA, New York Stock Exchange and the American Arbitration Association and is a member of the NYC Bar Association, the New York County Lawyers' Association, PIABA, the Compliance and Legal Division of the Securities Industry and Financial Markets Association (SIFMA) and the Board of Editors of Securities Arbitration Commentator (SAC). In August 2008, he will chair PLI's 22nd annual program on securities arbitration and mediation.
- Securities Arbitration
- Mediation and Litigation
- Employment Law
- New York, 1975
- U.S. District Court Southern District of New York, 1975
- U.S. District Court Eastern District of New York, 1975
- Villanova University School of Law, Villanova, Pennsylvania,
1974
J.D. Honors: Award for Meritorious Service. Philadelphia Community Legal Services Assoc.
- Syracuse University, Syracuse, New York,
1971
B.A. Honors: Magna Cum Laude
- Securities Arbitration Procedure Manual, Lexis - Matthew Bender, 5th Edition, Annual Revisions, 1990 - 2007
- A Guide to Securities Arbitration for the New York Practitioner, Practice Commentary to McKinney's Con. Laws of N.Y., Art. 23-A General Business Law, 1995-2007, West Publishing, annual Commentaries
- Securities Arbitration, Editor/Contributor 22 Course Books, Practising Law Institute, 1986-2008
- Over 40 Articles on Securities Law, including:
- Strengthening the Resolve of Arbitrators - Vacating Arbitration Awards
- Motions to Dismiss in Arbitration
- FINRA's New Discovery Guide in Securities Arbitration
- Fact Witnesses in Arbitration
- Admissibility of Tape Recorded Conversations
- Unauthorized Trading Cases
- Cross-Examination of Stock Brokers
- How to Settle a Securities Dispute
- How to Write an Arbitration Statement of Claim
- How to Give Effective Opening Statements and Summations in Arbitration
- FINRA's new Customer Code of Arbitration
- Securities Mediation - Lessons Learned
- Disqualifying Arbitrators
- What Parties Expect of Arbitrators
- The Use of Polygraphs in Arbitration
- Online Trading and Suitability Guidelines
- Golden Bow Tie Award, Public Investor Arbitration Bar Association - Lifetime Achievement Award for Protection of Investor Rights,
2003
- Practising Law Institute (PLI),
1986
- Present
- Chair of Annual Securities Arbitration Program
- Financial Industry Regulatory Authority (FINRA),
1985
- Present
- Arbitrator, Mediator and Member of National Arbitration and Mediation
- American Arbitration Association (AAA),
1985
- Present
- Arbitrator
- New York City Bar Association,
1998
- Present
- Arbitration Committee
- New York County Lawyers' Association,
1985
- Present
- Securities Committee
- Public Investors Arbitration Bar Association (PIABA),
1991
- Present
- Member
- Compliance and Legal Division of the Securities Industry and Financial Markets Association (SIFMA),
2007
- Present
- Member
- Securities Arbitration Commentator,
1997
- Present
- Board of Editors
- Legal Referral Service of the New York City Bar,
1996
- Present
- Panelist on Securities Law
- National Arbitration Forum (NAF),
2000
- Present
- Arbitrator
- New York City Legal Aid Society, Criminal Division, Staff Attorney,
1974
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1975
- Special Inquiry Into The Attica Investigation, Assistant Attorney General,
1975
- Brand & Brand, Associate,
1975
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1976
- New York Attorney General's Office, Securities Fraud Division, Special Deputy Attorney General,
1976
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1980
- American Stock Exchange, Director of Compliance and of Legal and Regulatory Policy Division,
1980
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1985
- Author/Editor of over 25 law books on securities arbitration/mediation
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