Kaufmann, Feiner, Yamin, Gildin & Robbins LLP - Attorneys at Law - New York, New York

David E. Robbins 
New York, New York
Partner
phone (212) 755-3100
fax (212) 755-3174
email Email Me

Mr. Robbins is a partner in the New York City law firm of Kaufmann, Feiner, Yamin, Gildin & Robbins LLP www.securitieslosses.com - and specializes in commercial arbitration, mediation and the representation of individuals and firms before regulatory agencies. He represents investors, brokers and brokerage firms and is a mediator and arbitrator of commercial disputes. From 1976 through 1980, Mr. Robbins served as Special Deputy Attorney General of New York, responsible for the civil and criminal prosecution of securities fraud cases.  He was with the American Stock Exchange from 1980 through 1985 as Director of the Compliance Department and later as  Director of the Legal and Regulatory Policy Division, where his responsibilities included being Director of Arbitration and Director of Disciplinary Hearings.

Mr. Robbins is the author of Securities Arbitration Procedure Manual (2007 Matthew Bender, a division of Lexis Publishing - www.lexis.com), the primary text in this area of the law.  This two volume treatise presents pragmatic, balanced guides to the practice of securities arbitration and mediation.  He has updated the book annually since its initial publication in 1990; the latest supplement was published in Dec. 2007.  It is used nationwide by law firms, brokerage firms and law schools.  He regularly lectures at law schools that use the book in their courses. Since 1996, Mr. Robbins has written the annual Practice Commentary  to McKinney's Consolidated Laws of  New York, Article 23-A of the General Business Law (the state's securities statute) on securities arbitration for New York attorneys (West Publishing -  www.westlaw.com).

Since 1986, Mr. Robbins has served as the Chairperson for all of the annual Practising Law Institute (PLI) continuing education programs on securities arbitration and mediation   (www.pli.edu). He has edited and contributed to all of the program's 21 course books. He is the recipient of the Public Investors Arbitration Bar Association (PIABA) lifetime achievement Golden Bow Tie Award in memory of its former president who stood for integrity, the highest standards of professionalism and fairness in arbitration.  He is a member of FINRA Dispute Resolution's National Arbitration and Mediation Committee, where he chairs the Neutral Roster Subcommittee. He is an arbitrator and mediator for the FINRA, New York Stock Exchange and the American Arbitration Association and is a member of the NYC Bar Association, the New York County Lawyers' Association, PIABA, the Compliance and Legal Division of the Securities Industry and Financial Markets Association (SIFMA) and the Board of Editors of Securities Arbitration Commentator (SAC). In August 2008, he will chair PLI's 22nd annual program on securities arbitration and mediation.

Areas of Practice:
Securities Arbitration
Mediation and Litigation
Employment Law
Bar Admissions:
New York, 1975
U.S. District Court Southern District of New York, 1975
U.S. District Court Eastern District of New York, 1975
Education:
Villanova University School of Law, Villanova, Pennsylvania, 1974
J.D.
Honors: Award for Meritorious Service. Philadelphia Community Legal Services Assoc.


Syracuse University, Syracuse, New York, 1971
B.A.
Honors: Magna Cum Laude


Published Works:
Securities Arbitration Procedure Manual, Lexis - Matthew Bender, 5th Edition, Annual Revisions, 1990 - 2007


A Guide to Securities Arbitration for the New York Practitioner, Practice Commentary to McKinney's Con. Laws of N.Y., Art. 23-A General Business Law, 1995-2007, West Publishing, annual Commentaries


Securities Arbitration, Editor/Contributor 22 Course Books, Practising Law Institute, 1986-2008


Over 40 Articles on Securities Law, including:


Strengthening the Resolve of Arbitrators - Vacating Arbitration Awards


Motions to Dismiss in Arbitration


FINRA's New Discovery Guide in Securities Arbitration


Fact Witnesses in Arbitration


Admissibility of Tape Recorded Conversations


Unauthorized Trading Cases


Cross-Examination of Stock Brokers


How to Settle a Securities Dispute


How to Write an Arbitration Statement of Claim


How to Give Effective Opening Statements and Summations in Arbitration


FINRA's new Customer Code of Arbitration


Securities Mediation - Lessons Learned


Disqualifying Arbitrators


What Parties Expect of Arbitrators


The Use of Polygraphs in Arbitration


Online Trading and Suitability Guidelines


Honors and Awards:
Golden Bow Tie Award, Public Investor Arbitration Bar Association - Lifetime Achievement Award for Protection of Investor Rights, 2003


Professional Associations and Memberships:
Practising Law Institute (PLI), 1986 - Present
Chair of Annual Securities Arbitration Program


Financial Industry Regulatory Authority (FINRA), 1985 - Present
Arbitrator, Mediator and Member of National Arbitration and Mediation


American Arbitration Association (AAA), 1985 - Present
Arbitrator


New York City Bar Association, 1998 - Present
Arbitration Committee


New York County Lawyers' Association, 1985 - Present
Securities Committee


Public Investors Arbitration Bar Association (PIABA), 1991 - Present
Member


Compliance and Legal Division of the Securities Industry and Financial Markets Association (SIFMA), 2007 - Present
Member


Securities Arbitration Commentator, 1997 - Present
Board of Editors


Legal Referral Service of the New York City Bar, 1996 - Present
Panelist on Securities Law


National Arbitration Forum (NAF), 2000 - Present
Arbitrator


Past Employment Positions:
New York City Legal Aid Society, Criminal Division, Staff Attorney, 1974 - 1975


Special Inquiry Into The Attica Investigation, Assistant Attorney General, 1975


Brand & Brand, Associate, 1975 - 1976


New York Attorney General's Office, Securities Fraud Division, Special Deputy Attorney General, 1976 - 1980


American Stock Exchange, Director of Compliance and of Legal and Regulatory Policy Division, 1980 - 1985


Ancillary Businesses:
Author/Editor of over 25 law books on securities arbitration/mediation



 

Printer-Friendly Page

The information you obtain at this site is not, nor is it intended to be, legal advice. You should consult an attorney for individual advice regarding your own situation.

© 2008 by Kaufmann, Feiner, Yamin, Gildin & Robbins LLP. All rights reserved. Disclaimer | Site Map

You may reproduce materials available at this site for your own personal use and for non-commercial distribution. All copies must include the above copyright notice.

FirmSite® by FindLaw, a Thomson Reuters business.